Trading Compliance Manager

eToro is the trading and investing platform that empowers users to invest, share and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest in a simple and transparent way. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies and benefit from shared knowledge. We have over 38 million registered users from 75 countries and our platform is available in 20 languages. We are a fast growing business with over 1,500 employees across 13 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here.

We are constantly growing and are excited to share that we are looking for a Trading Compliance Manager to join our team!

What will you be doing?

 As the Trading Compliance Manager, you will be responsible for overseeing and ensuring compliance with the Markets in Financial Instruments Directive (MiFID). You will play a critical role in managing compliance related to Market Abuse, Personal Transactions, Portfolio Management Services, and Advice Services. Your expertise will help safeguard the firm's operations and uphold our commitment to regulatory excellence.

Regulatory Compliance:

• Ensure adherence to MiFID requirements, with a focus on Market Abuse, Personal Transactions, Portfolio Management Service, and Advice Service
• Develop and implement compliance policies and procedures that align with regulatory standards and industry best practices
• Monitor changes in regulatory requirements and update internal policies accordingly
• Lead monitoring compliance in key areas such as Marketing and Product Governance, or another main compliance domain to ensure all products and services meet regulatory standards and internal policies
• Compliance monitoring program (EU): regular review of all company operations, in line with the regulatory guidelines and audit findings
• Prepare and submit regulatory reports to relevant authorities as required
• Maintain accurate and up-to-date records of compliance activities, investigations, and outcomes
• Develop and deliver compliance training programs to employees, ensuring they are aware of their responsibilities and obligations under MiFID 

Market Abuse Prevention and Personal Transactions Management:

• Develop and maintain robust systems and controls to detect, prevent, and report market abuse activities
• Conduct regular surveillance and monitoring of trading activities to identify suspicious behaviors
• Investigate and report potential market abuse incidents to relevant authorities and senior management
• Oversee and enforce policies related to personal transactions of employees to prevent conflicts of interest and ensure compliance with regulatory requirements