Compliance Officer

Toro is the trading and investing platform that empowers users to invest, share and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest in a simple and transparent way. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies and benefit from shared knowledge. We have over 38 million registered users from 75 countries and our platform is available in 20 languages. We are a fast growing business with over 1,500 employees across 13 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here.

What will you be doing?

• Provide support and guidance to staff on regulatory, policy and procedural issues and application
• Handling of Trading Compliance alerts while working with the Risk department 
• Design and implementation of the compliance monitoring plan, performing monitoring, surveillance and subsequent reviews
•  Analysis and review of marketing materials and financial promotions
• Identify, log and resolve compliance issues, client complaints and policy and regulatory breaches
• Review and update Compliance policies and procedures in line with regulatory changes
• Provide the SEO, Board and Group Senior Management with compliance management information, ensure their full awareness of all salient matters and to advise on regulatory implications of future business strategies
• Stay up to date with regulatory developments both locally and internationally - focused on FSRA’s policy updates, guidance from the Central Bank of the UAE, and international best practices
• Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE
• Provide compliance training to staff