Compliance Officer

description

eToro is the trading and investing platform that empowers users to invest, share and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest in a simple and transparent way. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies and benefit from shared knowledge. We have over 38 million registered users from 75 countries and our platform is available in 20 languages. We are a fast growing business with over 1,500 employees across 13 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here.

We believe there is power in shared knowledge and that we can become more successful by investing together. So we’ve created a collaborative investment community designed to provide you with the tools you need to grow your knowledge and wealth. On eToro, you can hold a range of traditional and innovative assets and choose how you invest: trade directly, invest in a portfolio, or copy other investors. 

Über eToro

eToro ist eine Trading- und Investmentplattform mit mehr als 35 Millionen registrierten Nutzern. Gegründet 2007, startet das Unternehmen mit der Version, die globalen Märkte für alle zugänglich zu machen – damit jeder von überall handeln und investieren kann. 

Mithilfe von innovativen Investment-Tools und einer kollaborativen Trading-Community, ermöglicht eToro das Traden und Investieren auf eine neue Art und Weise. Neben klassischen Aktien bietet eToro zahlreiche ETFs, Devisen, Rohstoffe, Indizes und vieles mehr an. Handeln Sie die Assets direkt, investieren Sie in ein Portfolio oder kopieren Sie andere Anleger.

What you’ll be doing:

  • Act as “2nd line of defense”-resource to continuously monitor and oversee all relevant company and group policies to ensure compliance with local laws and regulations with a strong focus on all customer related topics (in particular, interaction with and complaints of clients). Set relevant policies and guidelines for the eToro Germany where applicable.
  • Monitoring of regulatory development relevant to the activities of eToro (Germany) and eToro (Europe)
  • Assist with Reporting to all relevant regulators i.e. BaFin, Bundesbank, CySEC etc.
  • Work closely with Marketing to ensure all marketing activities are compliant
  • Monitoring of the CySec reporting schedules for all activities of the Company (including Marketing and Customer facing (i.e. complaints))
  • Support eToro’s global compliance monitoring program:: regular review of all company operations, in line with the regulatory guidelines AND audit findings
  • Cooperation with the global product and ops teams to ensure the Compliance function has the necessary reports required for ongoing monitoring of the procedures already set in place
requirements
  • Knowledge and experience with local regulations, WpHG, GWG, KWG, MIFID II/MIFIR, GDPR legislation
  • Particular expertise on monitoring compliance of the Marketing function and of the affiliation program will be considered an advantage
  • Academic Degree – Legal or similar with strong legal background - desired along with experience in a related field – minimum 2 years.
  • Open to creative solutions & business innovation; a team player
  • Strong communication and presentation skills; must be comfortable communicating at all levels within the global eToro Group
  • Ideally possess technical skills (Excel/VBA) to aid in the analysis of data
  • German - at mother tongue level; Fluency in English


Why join us:

Our team in Germany is an inclusive growing team, currently made up of marketing, customer service, account managers and compliance. We are based in a fantastic office in central Frankfurt. We love what we do and are proud of our culture of innovation, flexibility and autonomy. 

As well as standard benefits we also offer lunch allowance, $ to invest in our trading platform, and additional leave days – our highly valued recharge days. 

We are constantly innovating and improving our tools and platform. This creates fantastic development opportunities - join us and invest in your career!

Frankfurt ,Germany
location
Compliance
department
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